Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maria Zinzi NigroAmeriprise Financial Services, Inc.Morgan Stanley01-08-2010
Robert Michael MirskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-11-2009
Benjamin Adam FelicelliAXA Advisors, LLCMorgan Stanley10-26-2009
Mark Joseph ReismanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-21-2009
Jeffrey Dean BallRBC Capital Markets, LLCMorgan Stanley09-10-2009
Valerie Jones SimsonLPL Financial LLCMorgan Stanley09-04-2009
William TaralloWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Christopher Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Brendan Louis FoleyWells Fargo Advisors Financial Network, LLCMorgan Stanley08-19-2009
Thomas Dwight Miller Sr.Wells Fargo Clearing Services, LLCMorgan Stanley08-18-2009
Jeff David NeelyOppenheimer & Co. Inc.Morgan Stanley06-26-2009
Ana Luisa BarnettLPL Financial LLCMorgan Stanley06-11-2009
Bradford Robert MehlRaymond James Financial Services, Inc.Morgan Stanley$1008-17-2017
Brian Christopher LatzWells Fargo Clearing Services, LLCMorgan Stanley$1009-01-2016
Steven SysloUBS Financial Services Inc.Morgan Stanley$1005-12-2016
Marisa Andrea MargaritesRaymond James Financial Services, Inc.Morgan Stanley$1002-05-2016
Glenn Peter HofferberMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1008-05-2014
John Thomas CusateUBS Financial Services Inc.Morgan Stanley$1008-16-2013
Alex Ross PerlbergUBS Financial Services Inc.Morgan Stanley$1004-05-2013
Robert James BrownWells Fargo Clearing Services, LLCMorgan Stanley$1002-17-2012
Linda Marie GelsonUBS Financial Services Inc.Morgan Stanley$1008-05-2011
Stephen James ZarubnickyHennion & Walsh, Inc.Morgan Stanley$1002-25-2011
Vincent John Albanese IIIUBS Financial Services Inc.Morgan Stanley$1006-10-2010
Gerard James BifulcoAmeriprise Financial Services, Inc.Morgan Stanley$1001-08-2010
David Bennett WoffindinStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1006-23-2009
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Showing 176 to 200 of 415 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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