Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica C. OneillRaymond James & Associates, Inc.Morgan Stanley08-10-2018
Thomas C. Oneill Jr.Raymond James & Associates, Inc.Morgan Stanley08-10-2018
Jeffrey Gerhard PattersonRaymond James & Associates, Inc.Morgan Stanley03-01-2017
Michael J FranciscoRaymond James & Associates, Inc.Morgan Stanley01-27-2017
Alison Root MeyerRaymond James & Associates, Inc.Morgan Stanley06-14-2013
Cynthia Lynne ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Mark ParkerRaymond James & Associates, Inc.Morgan Stanley12-07-2012
Christopher Tyler MercerRaymond James & Associates, Inc.Morgan Stanley05-11-2012
Jason Andrew SobinRaymond James & Associates, Inc.Morgan Stanley$5001-27-2017
Thomas Carl O'NeillRaymond James & Associates, Inc.Morgan Stanley$10008-10-2018
Richard Alan FontanaRaymond James & Associates, Inc.Morgan Stanley$15006-14-2013
Rene Antonio DierkesRaymond James & Associates, Inc.Morgan Stanley$25007-02-2019
RenRaymond James & Associates, Inc.Morgan Stanley$26007-02-2019

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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