Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian EnglishUBS Financial Services Inc.Morgan Stanley12-15-2017
Lulu ZappyUBS Financial Services Inc.Morgan Stanley08-17-2016
Jordan Leslie CotterUBS Financial Services Inc.Morgan Stanley08-17-2016
James Arthur WartaUBS Financial Services Inc.Morgan Stanley02-25-2016
Deann Sandra CavagnaroUBS Financial Services Inc.Morgan Stanley01-20-2016
Michael Jay RenegarUBS Financial Services Inc.Morgan Stanley11-24-2015
Ralph Brailsford WrightUBS Financial Services Inc.Morgan Stanley10-24-2014
Gregory Frederick ButlerUBS Financial Services Inc.Morgan Stanley10-24-2014
Patrick Francis GiblinUBS Financial Services Inc.Morgan Stanley06-20-2014
John Kevin SerockeUBS Financial Services Inc.Morgan Stanley05-15-2014
Stephen Robert LaddyUBS Financial Services Inc.Morgan Stanley05-15-2014
Kenneth Vincent PugnoUBS Financial Services Inc.Morgan Stanley08-16-2013
Harrison Chin HoyesUBS Financial Services Inc.Morgan Stanley08-16-2013
Michael JordaoUBS Financial Services Inc.Morgan Stanley08-16-2013
Arjan KolicUBS Financial Services Inc.Morgan Stanley08-16-2013
Anthony Joseph ParisiUBS Financial Services Inc.Morgan Stanley06-14-2013
Scott Paul NelsonUBS Financial Services Inc.Morgan Stanley06-14-2013
Gregory Michael LiroUBS Financial Services Inc.Morgan Stanley01-14-2013
Donald Bruce RosenthalUBS Financial Services Inc.Morgan Stanley01-10-2013
Susan McGivneyUBS Financial Services Inc.Morgan Stanley11-12-2012
Suzanne Marjorie SloanUBS Financial Services Inc.Morgan Stanley09-20-2012
Maura Catherine PoieszUBS Financial Services Inc.Morgan Stanley05-31-2012
David Louis PotischmanUBS Financial Services Inc.Morgan Stanley05-21-2012
Kevin Michael ReinerUBS Financial Services Inc.Morgan Stanley03-16-2012
Ashraf ElghandourUBS Financial Services Inc.Morgan Stanley02-16-2012
Next Page »

Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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