Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor Jason DodgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2020
Daniel Alexander GoodmanRaymond James & Associates, Inc.Morgan Stanley07-23-2020
Michael Lawrence DursoPurshe Kaplan Sterling InvestmentsMorgan Stanley07-18-2020
Michael C LombardiPurshe Kaplan Sterling InvestmentsMorgan Stanley07-18-2020
Kevin John MeyersWells Fargo Clearing Services, LLCMorgan Stanley$15006-26-2020
Steve George CondosFirst Republic Securities Company, LLCMorgan Stanley$5005-22-2020
Kenneth J. MorrisFirst Republic Securities Company, LLCMorgan Stanley$10005-22-2020
Jared Evan KatzmanFirst Republic Securities Company, LLCMorgan Stanley$15005-22-2020
Fortune Stephen Macri IIIFirst Republic Securities Company, LLCMorgan Stanley$5005-22-2020
Jeffrey Lloyd ShereskyRBC Capital Markets, LLCMorgan Stanley05-14-2020
Jeffrey Christopher SamsenRBC Capital Markets, LLCMorgan Stanley$15005-14-2020
John Richard CarterUBS Financial Services Inc.Morgan Stanley04-13-2020
Erin R ThaeteM&T Securities, Inc.Morgan Stanley04-07-2020
Alvin C MakUBS Financial Services Inc.Morgan Stanley03-30-2020
Hyrije MahmutiMorgan StanleyMorgan Stanley03-19-2020
Trever H SipperlyRockefeller Financial LLCMorgan Stanley03-05-2020
Brian Foster MoodyStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-04-2020
Fabian H. VarciannaJ.P. Morgan Securities LLCMorgan Stanley02-26-2020
John Harrrison SargentRockefeller Financial LLCMorgan Stanley$1,52502-21-2020
Daniel Nathan MarchonRockefeller Financial LLCMorgan Stanley02-21-2020
Paul Michael GraniteRockefeller Financial LLCMorgan Stanley02-20-2020
Michael BishayE*TRADE Securities LLCMorgan Stanley$5002-04-2020
David Lee RoweJ.P. Morgan Securities LLCMorgan Stanley$15001-31-2020
Robert Jay BregmanJ.P. Morgan Securities LLCMorgan Stanley$5001-31-2020
Katherine B AntonJ.P. Morgan Securities LLCMorgan Stanley01-31-2020
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Showing 1 to 25 of 1,359 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.