Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey FiloneSpire Securities, LLCMorgan Stanley$10011-08-2019
Patrick Michael Van RotenSpire Securities, LLCMorgan Stanley$10011-08-2019
Matthew Ryan SegalSpire Securities, LLCMorgan Stanley11-08-2019
Kelly AndersonRaymond James & Associates, Inc.Morgan Stanley09-30-2019
Michael Lawrence SidenRockefeller Financial LLCMorgan Stanley$50009-04-2019
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Michael Lawrence SidenRockefeller Financial LLCMorgan Stanley$50008-30-2019
Robert Joseph ConzoPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-30-2019
John B Lawler Jr.Oppenheimer & Co. Inc.Morgan Stanley$10008-29-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
James Edward Mulcahy Jr.National Securities CorporationMorgan Stanley$10008-15-2019
Michael Anthony ManasiaWells Fargo Clearing Services, LLCMorgan Stanley$29106-28-2019
Nicholas A VafeasWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Julie Anne WendholtAmeriprise Financial Services, Inc.Morgan Stanley06-28-2019
Douglas P GeronLPL Financial LLCMorgan Stanley06-28-2019
Steve Charles VisnovskeFirst Republic Securities Company, LLCMorgan Stanley06-25-2019
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
Jorge M OliveiraOppenheimer & Co. Inc.Morgan Stanley$5006-14-2019
Anu Kumar SharmaJ.P. Morgan Securities LLCMorgan Stanley06-07-2019
Melvyn Sy LewisLaidlaw & Company (UK) Ltd.Morgan Stanley$5006-06-2019
Evan Joshua LevyAmerican Portfolios Financial Services, Inc.Morgan Stanley06-05-2019
Michel PalacciBolton Global CapitalMorgan Stanley$5006-03-2019
Peter Michael SantulliWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Anthony Philip FerraroWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Next Page »

Showing 1 to 25 of 701 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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