Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Adam Andrew KingLPL Financial LLCMorgan Stanley$1004-29-2014
Adam G LipskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2011
Adam Jason SchurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2017
Adam R. RosenzweigRBC Wealth ManagementMorgan Stanley$10008-01-2014
Adam Ross RosenzweigRBC Capital Markets, LLCMorgan Stanley$5008-01-2014
Adam SchurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$85001-13-2017
Akira KidoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$16009-16-2016
Aldi TafaniJ.P. Morgan Securities LLCMorgan Stanley11-23-2016
Alexander Edward MacphersonUBS Financial Services Inc.Morgan Stanley09-30-2015
Alexander James BussengerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-17-2016
Alexandra KochRaymond JamesMorgan Stanley$9801-20-2017
Allen Phelps LovejoyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-30-2011
Alon Steven PlittUBS Financial Services Inc.Morgan Stanley06-17-2010
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Amy Beth LevensonUBS Financial Services Inc.Morgan Stanley03-28-2016
Andrea Elizabeth ColadarciVALIC Financial Advisors, Inc.Morgan Stanley10-27-2011
Andrea Laine AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-12-2014
Andrea LoughlinOppenheimer & Co. Inc.Morgan Stanley$5009-21-2015
Andrew B. WoolworthStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-30-2012
Andrew Browning PeakeUBS Financial Services Inc.Morgan Stanley08-30-2013
Andrew Douglas UrbanskiUBS Financial Services Inc.Morgan Stanley$1005-30-2014
Andrew James FooteStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-13-2016
Andrew Joseph KorisOppenheimer & Co. Inc.Morgan Stanley12-19-2016
Andrew M MarschallCapitol Securities Management, Inc.Morgan Stanley02-10-2014
Next Page »

Showing 1 to 25 of 701 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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