Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Benjamin SafierMetLife Securities Inc.Morgan Stanley11-30-2011
Aaron Jordan FreedmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-29-2012
Aaron MitraniOppenheimer & Co. Inc.Morgan Stanley02-27-2012
Abraham BittonJ.P. Morgan Securities LLCMorgan Stanley03-26-2018
Ada SaperUBS Financial Services Inc.Morgan Stanley09-11-2012
Adam Andrew KingLPL Financial LLCMorgan Stanley$1004-29-2014
Adam CatalfomoJ.P. Morgan Securities LLCMorgan Stanley04-10-2017
Adam G LipskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-12-2011
Adam J SchwartzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-01-2013
Adam Jacob ParenteChase Investment Services Corp.Morgan Stanley04-24-2012
Adam Jason SchurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-13-2017
Adam John DeutschMutual of America Securities LLCMorgan Stanley06-11-2013
Adam Marc BenchDominick & Dickerman LLCMorgan Stanley$5009-07-2011
Adam Ross RosenzweigRBC Capital Markets, LLCMorgan Stanley$5008-01-2014
Adam Scott KaplanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Addison Michael ShermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-03-2013
Adrian David HegartyJ.P. Morgan Securities LLCMorgan Stanley04-10-2017
Adrian Ioan OzarchieviciHSBC Securities (USA) Inc.Morgan Stanley$5002-16-2011
Akira KidoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-24-2011
Alan J YakuboffWells Fargo Clearing Services, LLCMorgan Stanley$5003-19-2010
Albert D'AmicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-08-2020
Albert Michael MuradMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2502-25-2011
Aldi TafaniJ.P. Morgan Securities LLCMorgan Stanley11-23-2016
Alex G PericoOppenheimer & Co. Inc.Morgan Stanley10-01-2012
Alex HotzoglouAmeriprise Financial Services, LLCMorgan Stanley02-13-2015
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Showing 1 to 25 of 1,355 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.