Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas J. FallerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-21-2018
Hugh Michael ReillyJ.P. Morgan Securities LLCMorgan Stanley$10005-18-2018
Matt B ArnellaJ.P. Morgan Securities LLCMorgan Stanley$5005-18-2018
Emir CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Amela CulovWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Matthew T. RichardsWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-10-2018
Carolyn Marie ReynoldsJ.P. Morgan Securities LLCMorgan Stanley05-09-2018
Denis Patrick OlearyDinosaur Financial Group, L.L.CMorgan Stanley05-04-2018
Franklyn Johnson CollymoreJefferies LLCMorgan Stanley05-01-2018
Thomas E. DooneyAXA Advisors, LLCMorgan Stanley04-27-2018
Taryn FarringtonM&T Securities, Inc.Morgan Stanley04-17-2018
Riccardo Maria RainieriA.G.P / Alliance Global PartnersMorgan Stanley$5004-16-2018
Gregory Paul SmithAXA Advisors, LLCMorgan Stanley04-07-2018
John H. CoulombeLPL Financial LLCMorgan Stanley04-03-2018
Elias Herbert HafenWells Fargo Clearing Services, LLCMorgan Stanley03-29-2018
Abraham BittonJ.P. Morgan Securities LLCMorgan Stanley03-26-2018
Robert William UrbanEK Riley Investments, LLCMorgan Stanley03-19-2018
Luis Rafael DiazUBS Financial Services Inc.Morgan Stanley03-19-2018
Steven NadlerRBC Capital Markets, LLCMorgan Stanley$2503-16-2018
Jacob Jasen ManczykRBC Capital Markets, LLCMorgan Stanley03-16-2018
Colin Bernard FlynnJ.P. Morgan Securities LLCMorgan Stanley03-15-2018
Joseph Gabriel DispotoJ.P. Morgan Securities LLCMorgan Stanley03-08-2018
William Allen PowellBBVA Securities Inc.Morgan Stanley02-27-2018
Steven James CervinoUBS Financial Services Inc.Morgan Stanley02-23-2018
Dexter ConnerM&T Securities, Inc.Morgan Stanley02-13-2018
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Showing 176 to 200 of 1,354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.