Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher StalaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-09-2020
Albert D'AmicoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-08-2020
Arthur George AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-02-2020
Ploy Arichsararat BrandtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-22-2019
Kyler Brandon FranklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2018
Douglas Trowbridge Elliman IVMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2018
Dufresne Jean NicolasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-10-2018
Samer TakiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-01-2018
Thomas J. FallerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-21-2018
Robert Cornelius IsbrandtsenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-19-2017
Susan LobelloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-09-2017
Matthew Hin Ho ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
David Joseph StutoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-13-2017
Jenny Ruth HalisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-12-2017
Matthew William SaumMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-28-2017
Robert N SchmidtMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-11-2017
Paul Anis GuirguisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-30-2017
William Weil SahlmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2017
Gregory D JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2017
Thomas Lancaster StackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2017
John Henry KayMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-08-2017
Daniel Evan KaplanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Adam Scott KaplanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Debra Ann GeboMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-12-2017
Carey Lynn PitmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-28-2017
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Showing 1 to 25 of 243 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.