Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Andrew DitonPurshe Kaplan Sterling InvestmentsMorgan Stanley$15008-30-2019
Robert Joseph ConzoPurshe Kaplan Sterling InvestmentsMorgan Stanley$5008-30-2019
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
David Baldwin Morgan Jr.Purshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
Matthew Allen BradleyPurshe Kaplan Sterling InvestmentsMorgan Stanley$10011-02-2017
Eric Benjamin RoselPurshe Kaplan Sterling InvestmentsMorgan Stanley$3111-02-2017
Thomas Alan HoffmanPurshe Kaplan Sterling InvestmentsMorgan Stanley$1011-02-2017
Joseph Thomas RomanoPurshe Kaplan Sterling InvestmentsMorgan Stanley10-28-2016
Duncan Scott HighmarkPurshe Kaplan Sterling InvestmentsMorgan Stanley$15002-20-2015
Larry Keith ShiklesPurshe Kaplan Sterling InvestmentsMorgan Stanley$1002-20-2015
Stephen A. HeitzPurshe Kaplan Sterling InvestmentsMorgan Stanley10-14-2014
Tony SaemaiPurshe Kaplan Sterling InvestmentsMorgan Stanley09-13-2013
Ryan Winfield PinePurshe Kaplan Sterling InvestmentsMorgan Stanley06-27-2013
Jason Scott MoorePurshe Kaplan Sterling InvestmentsMorgan Stanley$5005-24-2013
Mary Erin DaoustPurshe Kaplan Sterling InvestmentsMorgan Stanley$5004-01-2010
James Knox Patrick IIIPurshe Kaplan Sterling InvestmentsMorgan Stanley08-11-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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