Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott VantuskoStratos Wealth Partners, LtdMorgan Stanley09-11-2020
Sophie HelenekWestminster Financial Securities, Inc.Morgan Stanley08-21-2020
Ryan G CullenCullen Investment GroupMorgan Stanley07-24-2020
Jeffrey Joon Yee TongBoenning & Scattergood, Inc.Morgan Stanley07-01-2020
Jennifer Anne RonekerCitizens Securities, Inc.Morgan Stanley06-10-2020
Maria Noeli Iwa Oberto BasantaJ.P. Morgan Securities LLCMorgan Stanley05-08-2020
Errol ZoogJ.P. Morgan Securities LLCMorgan Stanley04-29-2020
Mitchell C EdwardsJ.P. Morgan Securities LLCMorgan Stanley04-29-2020
Lois J GregoryJ.P. Morgan Securities LLCMorgan Stanley$50004-28-2020
LaVelle SpiveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2020
Steven W MerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2020
Nicholas J MarinoPNC InvestmentsMorgan Stanley03-27-2020
Kent Rodney BealMid Atlantic Capital CorporationMorgan Stanley$5002-07-2020
Benjamin Aaron KusnerKMG Fiduciary Partners, LLCMorgan Stanley$1,00001-22-2020
Steven Harold BernerKMG Fiduciary Partners, LLCMorgan Stanley$2501-17-2020
Shane Michael MeyerKMG Fiduciary Partners, LLCMorgan Stanley$4601-17-2020
Christopher Patrick TuckerWells Fargo Clearing Services, LLCMorgan Stanley$28201-03-2020
Robert John SeamanWells Fargo Clearing Services, LLCMorgan Stanley$10001-02-2020
Chace Westin MckinneyWells Fargo Clearing Services, LLCMorgan Stanley01-02-2020
Karen Elizabeth FallertRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Christopher William TielandRockefeller Financial LLCMorgan Stanley11-22-2019
Amanda L RodmanRockefeller Financial LLCMorgan Stanley11-22-2019
Donna J RoseNationwide Securities, LLCMorgan Stanley10-22-2019
Kevin H MolinaroThe Huntington Investment CompanyMorgan Stanley10-22-2019
Tyler David ClarkAmeriprise Financial Services, LLCMorgan Stanley$5010-18-2019
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Showing 1 to 25 of 227 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.