Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler David ClarkAmeriprise Financial Services, Inc.Morgan Stanley$5010-18-2019
Gary Heath CountrymanAmeriprise Financial Services, Inc.Morgan Stanley10-10-2016
Denise Denoon ShaferAmeriprise Financial Services, Inc.Morgan Stanley01-22-2016
Blake H. FarmerAmeriprise Financial Services, Inc.Morgan Stanley$5007-20-2012
Nick Anthony PietrocolaAmeriprise Financial Services, Inc.Morgan Stanley$2507-10-2012
Nathan Simon PetersenAmeriprise Financial Services, Inc.Morgan Stanley$10001-27-2012
Steve Darrell RandAmeriprise Financial Services, Inc.Morgan Stanley12-02-2011
Gary Michael Hurst, April Lynne WhiteheadAmeriprise Financial Services, Inc.Morgan Stanley$5011-11-2011
Mark Stuart KruseAmeriprise Financial Services, Inc.Morgan Stanley$2501-14-2011
Steven Wayne KopfAmeriprise Financial Services, Inc.Morgan Stanley$20008-20-2010
Stephen Frederick O'NeillAmeriprise Financial Services, Inc.Morgan Stanley10-05-2009
Daniel Patrick O'ConnellBullRock Capital, LLCMorgan Stanley01-09-2017
Friedrich Van Winkle ThielCutter & Company, Inc.Morgan Stanley$5007-02-2010
Adam Tyler KwiecinskiEdward JonesMorgan Stanley09-23-2016
Daryl James EvansFifth Third Securities, Inc.Morgan Stanley10-21-2015
David Alexander HohmannH. Beck, Inc.Morgan Stanley12-23-2015
Joel J. Guth, Catherine E. Cory, Angelo Manzo Jr., Judy L. RoseberryHightower AdvisorsMorgan Stanley$60005-02-2014
Christopher C WaltersIFS SecuritiesMorgan Stanley$5011-04-2017
Douglas Wells, Ralph Trecaso, Chris WaltersIFS SecuritiesMorgan Stanley$30011-02-2017
Ralph Edward TrecasoIFS SecuritiesMorgan Stanley$29611-02-2017
Douglas Everett WellsIFS SecuritiesMorgan Stanley11-02-2017
Lawrence Albert Behum Jr.J.P. Morgan Securities LLCMorgan Stanley08-09-2016
Chad Edward LybargerJ.P. Morgan Securities LLCMorgan Stanley07-22-2016
Justin Paul NuzumJ.P. Morgan Securities LLCMorgan Stanley04-26-2016
Peter William Swenty IIKestra Investment Services, LLCMorgan Stanley03-23-2018
Next Page »

Showing 1 to 25 of 163 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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