Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley05-24-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Andrew J. GrantPrivate Client Services, LLCMorgan Stanley08-31-2018
Peter William Swenty IIKestra Investment Services, LLCMorgan Stanley03-23-2018
Joseph Eric Swaro Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-15-2017
Julia Marie GaliotoKleinfelder Capital, Inc.Morgan Stanley11-17-2017
Douglas Everett WellsIFS SecuritiesMorgan Stanley11-02-2017
Hugh Patrick McMichael Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Padma JambunathMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Lisa Bader RosenthalMcDonald Partners LLCMorgan Stanley10-18-2017
Nicholas Kostandino HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Jacqueline Anne PurcellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2017
Peter Alwood DrakeWells Fargo Advisors Financial Network, LLCMorgan Stanley06-16-2017
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Joseph George TurckWells Fargo Clearing Services, LLCMorgan Stanley05-15-2017
Kelli J. GargaszStratos Wealth Partners, LtdMorgan Stanley03-08-2017
Benjamin D. HayesThe Huntington Investment CompanyMorgan Stanley02-08-2017
Daniel Patrick O'ConnellBullRock Capital, LLCMorgan Stanley01-09-2017
Jason Keith PinsonWells Fargo Advisors Financial Network, LLCMorgan Stanley10-24-2016
Gary Heath CountrymanAmeriprise Financial Services, Inc.Morgan Stanley10-10-2016
Adam Tyler KwiecinskiEdward JonesMorgan Stanley09-23-2016
Stacy Miller LamprosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-06-2016
Lawrence Albert Behum Jr.J.P. Morgan Securities LLCMorgan Stanley08-09-2016
Next Page »

Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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