Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
La'Velle Deante SpiveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2020
Steven W MerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2020
Nicholas J. MarinoPNC InvestmentsMorgan Stanley03-27-2020
Chace Westin MckinneyWells Fargo Clearing Services, LLCMorgan Stanley01-02-2020
Christopher William TielandRockefeller Financial LLCMorgan Stanley11-22-2019
Amanda L. RodmanRockefeller Financial LLCMorgan Stanley11-22-2019
Justin K. DilbeckCommonwealth Financial NetworkMorgan Stanley11-15-2019
Kevin H. MolinaroThe Huntington Investment CompanyMorgan Stanley10-22-2019
Donna Jean RoseNationwide Securities, LLCMorgan Stanley10-22-2019
James Thomas YoungUBS Financial Services Inc.Morgan Stanley08-09-2019
Brenda Renee HaasKestra Investment Services, LLCMorgan Stanley08-01-2019
Jeffrey AdlerMutual Securities, Inc.Morgan Stanley07-19-2019
Robert A. BaittJ.P. Morgan Securities LLCMorgan Stanley07-12-2019
Kathryn Ann FeldkampW&S Brokerage Services, Inc.Morgan Stanley06-27-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley05-24-2019
Lisa Renee RodeCitizens Securities, Inc.Morgan Stanley02-26-2019
Edward T. McDannoldCoordinated Capital Securities, Inc.Morgan Stanley02-19-2019
Maureen Johanna DoddStifel, Nicolaus & Company, IncorporatedMorgan Stanley02-14-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Douglas Richard PowersMcDonald Partners LLCMorgan Stanley12-19-2018
David William PowersMcDonald Partners LLCMorgan Stanley12-19-2018
Justin W WagnerAmeriprise Financial Services, LLCMorgan Stanley10-09-2018
Jacqueline M OpreanEdward JonesMorgan Stanley10-05-2018
Stacie Ann KoestersRobert W. Baird & Co. IncorporatedMorgan Stanley10-01-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
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Showing 1 to 25 of 335 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.