Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler David ClarkAmeriprise Financial Services, LLCMorgan Stanley$5010-18-2019
Justin W WagnerAmeriprise Financial Services, LLCMorgan Stanley10-09-2018
Donnita L. MackieAmeriprise Financial Services, LLCMorgan Stanley07-19-2017
Gary Heath CountrymanAmeriprise Financial Services, LLCMorgan Stanley10-10-2016
Denise Denoon ShaferAmeriprise Financial Services, LLCMorgan Stanley01-22-2016
Jonathon Alan ChalkAmeriprise Financial Services, LLCMorgan Stanley03-20-2015
Craig Robert CavicchiaAmeriprise Financial Services, LLCMorgan Stanley03-28-2014
Blake H. FarmerAmeriprise Financial Services, LLCMorgan Stanley$5007-20-2012
Nick Anthony PietrocolaAmeriprise Financial Services, LLCMorgan Stanley$2507-10-2012
Nathan Simon PetersenAmeriprise Financial Services, LLCMorgan Stanley$10001-27-2012
Charles Samuel TashjianAmeriprise Financial Services, LLCMorgan Stanley01-20-2012
Steve Darrell RandAmeriprise Financial Services, LLCMorgan Stanley$2512-02-2011
Gary Michael HurstAmeriprise Financial Services, LLCMorgan Stanley$5011-11-2011
April Lynne WhiteheadAmeriprise Financial Services, LLCMorgan Stanley$2511-11-2011
Mark Stuart KruseAmeriprise Financial Services, LLCMorgan Stanley$2501-14-2011
Steven Wayne KopfAmeriprise Financial Services, LLCMorgan Stanley$20008-20-2010
Stephen Frederick O'NeillAmeriprise Financial Services, LLCMorgan Stanley10-05-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.