Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
La'Velle Deante SpiveyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-07-2020
Steven W MerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2020
Ronald Alino GuirnaldaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-20-2018
Fareed SiddiqMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$26911-02-2017
Audrey Yevette TidmoreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Hugh Patrick McMichael Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Padma JambunathMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-02-2017
Nicholas Kostandino HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-19-2017
Jacqueline Anne PurcellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2017
Cheri Lynn FitzgeraldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-19-2017
Christine PierceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-05-2017
Susan Marie WanamakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2016
Michael Joseph AbbinanteMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-04-2016
Stacy Miller LamprosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-06-2016
Stephen Joseph RenieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-30-2015
Michael S. ArthurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5007-30-2015
Jennifer Sue HallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-30-2015
John Joseph KushmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-10-2013
Sanjay Rajiv BeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-26-2013
Said S SangariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-23-2012
Cyril James KanagarajMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-25-2012
Cindy Diane RowlandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-23-2012
Robert S. HatleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15003-09-2012
John R. StrandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-09-2012
Brent Michael WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-13-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.