Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Thomas YoungUBS Financial Services Inc.Morgan Stanley08-09-2019
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Robert William RetzloffUBS Financial Services Inc.Morgan Stanley08-18-2016
Spencer Decker Stone Jr.UBS Financial Services Inc.Morgan Stanley$5004-26-2016
Jason Bradford TyoUBS Financial Services Inc.Morgan Stanley$10004-26-2016
Kelly Ann ArndtUBS Financial Services Inc.Morgan Stanley$15004-26-2016
Romeo VuticevskiUBS Financial Services Inc.Morgan Stanley$5004-01-2016
Ryan Elliott SmallUBS Financial Services Inc.Morgan Stanley04-14-2015
Peter Austin DayUBS Financial Services Inc.Morgan Stanley06-28-2013
James Gregory MayeuxUBS Financial Services Inc.Morgan Stanley$10004-26-2013
John Harold Eyerman Jr.UBS Financial Services Inc.Morgan Stanley10-05-2012
Steven Michael HaleUBS Financial Services Inc.Morgan Stanley04-05-2012
Martha Hillary HaleUBS Financial Services Inc.Morgan Stanley04-05-2012
Jay A NaderUBS Financial Services Inc.Morgan Stanley$5011-18-2011
Joel Mark AltschuleUBS Financial Services Inc.Morgan Stanley10-21-2011
Constance Deann HallUBS Financial Services Inc.Morgan Stanley$10010-21-2011
Tom AwadallaUBS Financial Services Inc.Morgan Stanley$1009-02-2011
Scott Leggett CarterUBS Financial Services Inc.Morgan Stanley09-01-2011
Peter D. BrownUBS Financial Services Inc.Morgan Stanley$5009-01-2011
Randolph Alan ByrdUBS Financial Services Inc.Morgan Stanley$15008-05-2011
Thomas Eugene LieserUBS Financial Services Inc.Morgan Stanley$5006-15-2011
Laurence David BricmontUBS Financial Services Inc.Morgan Stanley05-19-2011
Richard Cary FreedmanUBS Financial Services Inc.Morgan Stanley05-19-2011
Kathryn A. FawcettUBS Financial Services Inc.Morgan Stanley05-19-2011
Colin David KowalskiUBS Financial Services Inc.Morgan Stanley05-13-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.