Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Reid ShipleyRaymond James & Associates, Inc.Morgan Stanley06-07-2018
Brent Michael SuchyRaymond James & Associates, Inc.Morgan Stanley09-06-2017
Anthony David AllenRaymond James & Associates, Inc.Morgan Stanley09-06-2017
Stuart Lee McCuanLIG Capital Management, LLCMorgan Stanley03-03-2017
Tyler T GrubbsCadent Capital Advisors, LLCMorgan Stanley08-04-2016
Braden James TylerJ.P. Morgan Securities LLCMorgan Stanley01-22-2016
Eddie Stephen SeinBOK Financial Services, Inc.Morgan Stanley04-13-2015
David Michael FoleyCadent Capital Advisors, LLCMorgan Stanley03-13-2015
Michael William RobertsWells Fargo Clearing Services, LLCMorgan Stanley05-08-2014
Anthony Wayne ManningLPL Financial LLCMorgan Stanley12-07-2012
Lillie Lea West-LongWells Fargo Clearing Services, LLCMorgan Stanley11-09-2012
Glenn Hurst EvansWells Fargo Clearing Services, LLCMorgan Stanley09-21-2012
Trevis Edward HulseBOK Financial Services, Inc.Morgan Stanley07-05-2012
Kirk Alan LoomisLaSalle St. Securities, LLCMorgan Stanley06-08-2012
Steven Lawrence HawesRaymond James & Associates, Inc.Morgan Stanley05-04-2012
Leonard David BernsteinWells Fargo Clearing Services, LLCMorgan Stanley04-12-2012
Scott C RushRaymond James Financial Services, Inc.Morgan Stanley02-10-2012
Russell Neal MoyerWells Fargo Clearing Services, LLCMorgan Stanley12-15-2011
Heather Michele CandlerWells Fargo Clearing Services, LLCMorgan Stanley11-07-2011
Philip Gregory Stevens, Jeffery A PriceWells Fargo Clearing Services, LLCMorgan Stanley10-28-2011
William John WilsonVoya Financial Advisors, Inc.Morgan Stanley10-27-2011
Carter James CowanCambridge Investment Research, Inc.Morgan Stanley09-09-2011
Mark Alan ProvinceWells Fargo Clearing Services, LLCMorgan Stanley09-02-2011
Pamela Jean BromsHilltop Securities Inc.Morgan Stanley09-08-2009
David Kyle RidenourWells Fargo Clearing Services, LLCMorgan Stanley$1008-02-2012
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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