Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia M ItzainaCapstone Wealth Advisors, LLCMorgan Stanley03-13-2020
Andrew Jacob SmithAmeriprise Financial Services, LLCMorgan Stanley11-06-2019
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Matthew Stephen AsayEdward JonesMorgan Stanley05-31-2019
Cameron Thomas HowardJ.P. Morgan Securities LLCMorgan Stanley04-02-2019
Daniel Patrick CavagnaroOppenheimer & Co. Inc.Morgan Stanley$5001-18-2019
Jacob L. SheltonJ.P. Morgan Securities LLCMorgan Stanley08-31-2018
Salle May SmithJGP Wealth Management, LLCMorgan Stanley08-21-2018
Adam Wade HewettJ.P. Morgan Securities LLCMorgan Stanley$2508-10-2018
Dennis Patrick HarroldPurshe Kaplan Sterling InvestmentsMorgan Stanley03-09-2018
Deanna L. JueWells Fargo Clearing Services, LLCMorgan Stanley01-22-2018
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Scott David CoonrodFSC Securities CorporationMorgan Stanley10-06-2017
Benjamin M. PetersenFSC Securities CorporationMorgan Stanley09-15-2017
Charlene Ruth NobleRBC Capital Markets, LLCMorgan Stanley08-07-2017
Nathan Donald KinneyWells Fargo Clearing Services, LLCMorgan Stanley06-29-2017
Francisco Marquez MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley$2504-28-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Bradley Robert BoylScottrade, Inc.Morgan Stanley12-12-2016
Paula C. JorgensenAmeriprise Financial Services, LLCMorgan Stanley$1710-31-2016
Katherine Cromwell Fisher-SchultzRaymond James & Associates, Inc.Morgan Stanley10-28-2016
Ann Elizabeth BolithoU.S. Bancorp Investments, Inc.Morgan Stanley09-26-2016
David Kenneth ThieleFSC Securities CorporationMorgan Stanley08-12-2016
David Joseph TariMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2016
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.