Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Benjamin M. PetersenFSC Securities CorporationMorgan Stanley09-15-2017
Francisco Marquez MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Howard Curtis WidoffWells Fargo Clearing Services, LLCMorgan Stanley$2504-28-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
Katherine Fisher-SchultzRaymond JamesMorgan Stanley$17301-04-2016
David Kenneth ThieleFSC Securities CorporationMorgan Stanley08-12-2016
Marc AlportWells Fargo AdvisorsMorgan Stanley$6508-05-2016
Timothy StalsbergWells Fargo AdvisorsMorgan Stanley$10004-08-2016
Richard Wesley Fisher Jr.J.P. Morgan Securities LLCMorgan Stanley04-06-2016
Timothy Reynolds StalsbergWells Fargo Clearing Services, LLCMorgan Stanley04-01-2016
Erik Allan TobiasonRBC Capital Markets, LLCMorgan Stanley$5003-02-2016
Marc Harris AlportWells Fargo Clearing Services, LLCMorgan Stanley02-12-2016
Terry Earl AllenUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Ronda Michelle SchleicherUBS Financial Services Inc.Morgan Stanley$5011-19-2015
Benjamin Ross HowellD.A. Davidson & Co.Morgan Stanley$2505-22-2015
James Patrick Mead, Sean Vincent Gabrio, Scot Francis Berryman, Jeffrey Gordon WeilerUBS Financial Services Inc.Morgan Stanley$10005-05-2015
Mitchell Rask, Christopher Rask, Jane MillerWells Fargo AdvisorsMorgan Stanley$24404-17-2015
Jane M MillerWells Fargo Advisors Financial Network, LLCMorgan Stanley$15004-17-2015
Mitchell N. RaskWells Fargo Advisors Financial Network, LLCMorgan Stanley$5004-17-2015
Christopher Lee RaskWells Fargo Advisors Financial Network, LLCMorgan Stanley04-17-2015
Jeffrey Michael ElorriagaWells Fargo Advisors Financial Network, LLCMorgan Stanley04-17-2015
Leo Joseph HullUmpqua Investments, Inc.Morgan Stanley03-24-2015
Gary James ThomasEdward JonesMorgan Stanley$2502-13-2015
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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