Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Benjamin M. PetersenFSC Securities CorporationMorgan Stanley09-15-2017
Francisco Marquez MurilloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-03-2017
Lucas Benjamin WidoffWells Fargo Clearing Services, LLCMorgan Stanley04-28-2017
David Kenneth ThieleFSC Securities CorporationMorgan Stanley08-12-2016
Richard Wesley Fisher Jr.J.P. Morgan Securities LLCMorgan Stanley04-06-2016
Timothy Reynolds StalsbergWells Fargo Clearing Services, LLCMorgan Stanley04-01-2016
Marc Harris AlportWells Fargo Clearing Services, LLCMorgan Stanley02-12-2016
Christopher Lee RaskWells Fargo Advisors Financial Network, LLCMorgan Stanley04-17-2015
Jeffrey Michael ElorriagaWells Fargo Advisors Financial Network, LLCMorgan Stanley04-17-2015
Leo Joseph HullUmpqua Investments, Inc.Morgan Stanley03-24-2015
Arthur Louis Trout, Trina Marie WhittenWells Fargo Advisors Financial Network, LLCMorgan Stanley12-12-2014
Christopher Jon MartinNorthwest Capital Management Inc.Morgan Stanley12-05-2014
Thomas Lloyd NelsonD.A. Davidson & Co.Morgan Stanley08-06-2014
Mark Christopher RoukasUBS Financial Services Inc.Morgan Stanley12-12-2013
Gregory Drew Hogensen, Carl Randolph JohnsenUBS Financial Services Inc.Morgan Stanley10-28-2013
Eric Leland CarmichaelWells Fargo Clearing Services, LLCMorgan Stanley10-14-2013
Stephanie Elizabeth KellyRaymond James & Associates, Inc.Morgan Stanley10-04-2013
Zachary FuchsLPL Financial LLCMorgan Stanley06-28-2013
Scott Frederick StuartWells Fargo Clearing Services, LLCMorgan Stanley03-28-2013
Michael Franklin MorrowWells Fargo Clearing Services, LLCMorgan Stanley01-18-2013
Jeffrey Wolfenden GreeneFirst Republic Securities Company, LLCMorgan Stanley11-09-2012
Jeffery A. TerrillMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2011
Nathan James Vander KleyWells Fargo Clearing Services, LLCMorgan Stanley08-08-2011
Steven Wayne SandersWells Fargo Clearing Services, LLCMorgan Stanley06-15-2011
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Showing 1 to 25 of 83 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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