Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew T. Pruitt, Matthew J. FisherRaymond James & Associates, Inc.Morgan Stanley $25206-11-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Mark Pablo EnriquezStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10012-14-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-28-2018
Raymond Keith MalickiOppenheimer & Co. Inc.Morgan Stanley08-03-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Kent D KeithAmeriprise Financial Services, Inc.Morgan Stanley$106-22-2018
Edward Victor FranceLPL Financial LLCMorgan Stanley$2504-20-2018
Robert C LinkOppenheimer & Co. Inc.Morgan Stanley$10001-12-2018
Bradly James SunandayRaymond James & Associates, Inc.Morgan Stanley$15011-02-2017
Daniel James ShermanRBC Capital Markets, LLCMorgan Stanley$10011-02-2017
Timothy Nathaniel McmullenPNC InvestmentsMorgan Stanley10-17-2017
Theresa Leigh DetrickLincoln Financial Securities CorporationMorgan Stanley09-15-2017
Damon Mitchell DerstineWells Fargo Clearing Services, LLCMorgan Stanley$109-01-2017
Jason Jeremy FoxCitizens Securities, Inc.Morgan Stanley09-01-2017
Kenneth Charles Welsh Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$8209-01-2017
Mark William PetersMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-01-2017
Jorge H DiazRobert W. Baird & Co. IncorporatedMorgan Stanley$107-21-2017
Tik Ki TsangPNC InvestmentsMorgan Stanley07-12-2017
Charles Louis Robbins IIWells Fargo Clearing Services, LLCMorgan Stanley$9105-25-2017
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Showing 1 to 25 of 349 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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