Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Warren Wagner Jr.Raymond James & Associates, Inc.Morgan Stanley$5002-11-2020
Dawn Dupre, Megan KeatingJanney Montgomery Scott LLCMorgan Stanley$33501-17-2020
Craig Pyott ConstableCitizens Securities, Inc.Morgan Stanley12-19-2019
Robert Michael BillingsJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
John BattistaCitizens Securities, Inc.Morgan Stanley$10010-03-2019
Shaun D. SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley$50009-13-2019
Stanley Edward Kiec IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-06-2019
Stephen Albert GarnickRaymond James Financial Services, Inc.Morgan Stanley$10009-05-2019
Stephen William NilesRaymond James Financial Services, Inc.Morgan Stanley$50009-05-2019
Kathryn D. BogleRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Shawn Raymond BurgerKey Investment Services LLCMorgan Stanley09-03-2019
Rishi D. AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
Kathryn Lynn ClarkLPL Financial LLCMorgan Stanley08-01-2019
Heather Celeste LaubscherJ.P. Morgan Securities LLCMorgan Stanley07-30-2019
Neal Ira RutmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10007-02-2019
Prather Randolph HillSovereign Financial Group, Inc.Morgan Stanley07-01-2019
Tressia Mae PankewiczLPL Financial LLCMorgan Stanley$25006-17-2019
Matthew John FisherRaymond James & Associates, Inc.Morgan Stanley$10006-11-2019
Louise Agnes ClausoRaymond James & Associates, Inc.Morgan Stanley$15006-11-2019
Matthew T PruittRaymond James & Associates, Inc.Morgan Stanley$50006-11-2019
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Julie KnightJanney Montgomery Scott LLCMorgan Stanley$10004-26-2019
Christos Stergios DikosJanney Montgomery Scott LLCMorgan Stanley$20004-25-2019
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Showing 1 to 25 of 449 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.