Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Gerard RodmanAmeriprise Financial Services, LLCMorgan Stanley$10008-14-2020
Maureen Patricia Cioppi-GrillAmeriprise Financial Services, LLCMorgan Stanley$3508-14-2020
Paul Daniel TeufelAmeriprise Financial Services, LLCMorgan Stanley08-14-2020
Stephen Earl GansmanAmeriprise Financial Services, LLCMorgan Stanley06-22-2018
Kent D KeithAmeriprise Financial Services, LLCMorgan Stanley06-22-2018
Seth Philip GansmanAmeriprise Financial Services, LLCMorgan Stanley06-22-2018
Christopher Robert BuckleyAmeriprise Financial Services, LLCMorgan Stanley06-22-2018
Dennis Ivan FreedmanAmeriprise Financial Services, LLCMorgan Stanley08-20-2014
Thomas F Sporer JrAmeriprise Financial Services, LLCMorgan Stanley06-05-2013
Ellen BurkeyAmeriprise Financial Services, LLCMorgan Stanley$2505-03-2013
Karen Linda HartleyAmeriprise Financial Services, LLCMorgan Stanley09-14-2012
David Francis BedardAmeriprise Financial Services, LLCMorgan Stanley$2503-15-2012
Peter Stephen SmithAmeriprise Financial Services, LLCMorgan Stanley$5003-09-2012
Joseph E PerrottaApple Tree Wealth Management, LLCMorgan Stanley01-19-2012
Benjamin Tyler ChunkoAPW Capital, Inc.Morgan Stanley$5001-13-2013
Sean Patrick McCulloughAtlas Wealth Partners LLCMorgan Stanley10-01-2015
John OpiatowskiAvantax Investment Services, Inc.Morgan Stanley02-11-2015
Christopher Englebert Daniel ReitzBeirne Wealth Consulting Services, LLCMorgan Stanley$25001-22-2014
Edward Francis Dempsey SrBoenning & Scattergood, Inc.Morgan Stanley02-07-2014
John Michael DurkanBoenning & Scattergood, Inc.Morgan Stanley$15009-14-2012
David Robert NeumannCambridge Investment Research, Inc.Morgan Stanley01-07-2016
Sage Justin BleakneyCapital AnalystsMorgan Stanley12-05-2016
Ronald Joseph BalogCetera Advisor Networks LLCMorgan Stanley$5006-12-2015
John BattistaCitizens Securities, Inc.Morgan Stanley10-03-2019
Daniel P GannonCommonwealth Financial NetworkMorgan Stanley$5001-15-2010
Next Page »

Showing 1 to 25 of 332 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.