Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Albert Koch JrRBC Capital Markets, LLCMorgan Stanley$5006-11-2009
Mark Richard SnyderRBC Capital Markets, LLCMorgan Stanley$15006-11-2009
Timothy Wayne EngleRBC Capital Markets, LLCMorgan Stanley$8306-11-2009
Douglas Andrew SwopeStillwater Capital Advisors, LLCMorgan Stanley$10006-12-2009
Glenn ERIC FelsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-19-2009
Susan Jean AllanStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-23-2009
John Constantine ZannakisRaymond James Financial Services, Inc.Morgan Stanley06-25-2009
Madison Yerkes SaurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-26-2009
Thomas Owen Maher JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-26-2009
Gabrielle DeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-26-2009
Fred SciasciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$7006-26-2009
Daniel John OMara JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-26-2009
Charles Crawford ShimerStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-30-2009
Matthew Thorne NewmanWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2009
Thomas Paul LutzRaymond James Financial Services, Inc.Morgan Stanley07-22-2009
Robert John Stoudt IIRaymond James Financial Services, Inc.Morgan Stanley$15008-07-2009
Howard I KatzMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-14-2009
Robert Arthur LansingWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-27-2009
Elizabeth Mary WolfWells Fargo Clearing Services, LLCMorgan Stanley$5009-25-2009
Dana Curtis CraigMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25010-02-2009
Michael Joseph GoodworthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-02-2009
Douglas Emerson SmithRaymond James Financial Services, Inc.Morgan Stanley$2512-03-2009
Robert Edward TernoskyOppenheimer & Co. Inc.Morgan Stanley$15012-04-2009
Robert Irl CahillWells Fargo Advisors Financial Network, LLCMorgan Stanley12-11-2009
Jonathan David SodenWells Fargo Advisors Financial Network, LLCMorgan Stanley$29612-11-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.