Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sheryl OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Kathleen FisherJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Mary Ann PerroneJanney Montgomery Scott LLCMorgan Stanley01-17-2020
Sarah Smith Janney Montgomery Scott LLCMorgan Stanley01-17-2020
Sheryl Dawn OswaldJanney Montgomery Scott LLCMorgan Stanley03-06-2020
Antoinette R RehakNYLIFE Securities LLCMorgan Stanley01-29-2020
Melissa HamiltonJanney Montgomery Scott LLCMorgan Stanley12-02-2019
David Patrick TudiJanney Montgomery Scott LLCMorgan Stanley11-01-2019
John BattistaCitizens Securities, Inc.Morgan Stanley10-03-2019
Shaun D. SmallWells Fargo Advisors Financial Network, LLCMorgan Stanley09-13-2019
Kathryn D. BogleRaymond James Financial Services, Inc.Morgan Stanley09-05-2019
Shawn Raymond BurgerKey Investment Services LLCMorgan Stanley09-03-2019
Rishi D. AnandJanney Montgomery Scott LLCMorgan Stanley08-19-2019
Kathryn Lynn ClarkLPL Financial LLCMorgan Stanley08-01-2019
Heather Celeste LaubscherJ.P. Morgan Securities LLCMorgan Stanley07-30-2019
Prather Randolph HillSovereign Financial Group, Inc.Morgan Stanley07-01-2019
Dale Alison HoernleinRaymond James & Associates, Inc.Morgan Stanley06-11-2019
Cody R. DemmelJanney Montgomery Scott LLCMorgan Stanley06-07-2019
Blaise ConnorLincoln Financial Advisors CorporationMorgan Stanley01-25-2019
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019
Marianne Emelia ScottWells Fargo Clearing Services, LLCMorgan Stanley11-29-2018
Matthew D SheridanVanguard Marketing CorporationMorgan Stanley10-26-2018
Woodrow Wilson Mcgill IIILPL Financial LLCMorgan Stanley10-19-2018
Sara K EganJ.P. Morgan Securities LLCMorgan Stanley08-09-2018
Jeffrey Wayne MyersJanney Montgomery Scott LLCMorgan Stanley07-16-2018
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Showing 1 to 25 of 455 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.