Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley$15008-28-2018
Taylor Anne SeffelsWells Fargo Clearing Services, LLCMorgan Stanley10-11-2017
Jason Loring SeayEdward JonesMorgan Stanley01-20-2017
Charles Andrew MayJanney Montgomery Scott LLCMorgan Stanley$10012-09-2016
Michael Vincent GiordanoWells Fargo Advisors Financial Network, LLCMorgan Stanley08-23-2016
Timothy J. BrockmanPark Avenue Securities LLCMorgan Stanley03-30-2016
Ann Ashley W. WilandJanney Montgomery Scott LLCMorgan Stanley11-02-2015
Pamela Goforth BatsonWells Fargo Clearing Services, LLCMorgan Stanley$10009-04-2015
Andrew Alan WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$10009-04-2015
Mary Mckibben WhiteWells Fargo Clearing Services, LLCMorgan Stanley08-14-2015
Gregory MeadowsProspera Financial ServicesMorgan Stanley$6007-27-2015
Gregory Brian MeadowsProspera Financial Services, Inc.Morgan Stanley$5007-27-2015
Michael Rocco MarcedaWells Fargo Advisors Financial Network, LLCMorgan Stanley07-24-2015
William Deschamps BlackfordJanney Montgomery Scott LLCMorgan Stanley$10005-12-2015
Thomas Edward JahnLPL Financial LLCMorgan Stanley05-04-2015
Elizabeth Jeter HrubalaRaymond James Financial Services, Inc.Morgan Stanley04-29-2014
James L. Switzer, Eric M. CobbRaymond JamesMorgan Stanley$18004-22-2014
James Layton SwitzerRaymond James Financial Services, Inc.Morgan Stanley$10004-22-2014
George Cameron Todd Jr.Raymond James Financial Services, Inc.Morgan Stanley$10003-13-2014
Steven Berry FordRaymond James Financial Services, Inc.Morgan Stanley$5003-13-2014
Lisbeth L. CherringtonFSC SecuritiesMorgan Stanley$30001-31-2014
Michael Kenneth BrotskyFSC Securities CorporationMorgan Stanley01-31-2014
Geddings Hardy Crawford Jr.Janney Montgomery Scott LLCMorgan Stanley$15009-27-2012
Ernest Howard Stanley Jr.Janney Montgomery Scott LLCMorgan Stanley$10009-27-2012
Linda Steadman FraserJanney Montgomery Scott LLCMorgan Stanley$5009-27-2012
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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