Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Marie HenningRaymond James Financial Services, Inc.Morgan Stanley$25010-04-2017
Deette Rochelle JonasRBC Capital Markets, LLCMorgan Stanley$25002-22-2017
John K SpiesRBC Capital Markets, LLCMorgan Stanley$50002-22-2017
Jennifer Leigh ShermanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10003-30-2016
Gregory Scott RisseStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15003-30-2016
Troy Lynn RamesStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15003-30-2016
Mary K. SteinerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50003-30-2016
Aaron L. SeversonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10002-11-2014
Michael L. BertramWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10007-22-2013
Cindi Lynelle WilliamsCapital Financial Services, Inc.Morgan Stanley$50010-20-2011
Brock Robert HydeHyLine WealthMorgan Stanley03-05-2010

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.