Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward StooksburyAmeriprise Financial Services, Inc.Morgan Stanley11-16-2012
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$5007-27-2017
Stuart A. RayB. Riley Wealth ManagementMorgan Stanley$5007-11-2017
Tyler Rieves Berry IVB. Riley Wealth ManagementMorgan Stanley$5002-13-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley02-13-2015
James Brian LongestLongest & Young, LLCMorgan Stanley12-07-2012
Patrick John YoungLongest & Young, LLCMorgan Stanley12-05-2012
Winston Barrett MinterLPL Financial LLCMorgan Stanley12-14-2018
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Jaime Marie HopkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
John Hugh WheelerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2506-30-2011
Michael Lynn GuessNext Financial Group, Inc.Morgan Stanley01-03-2011
Steven Charles ChampagnePrivate Advisor Group, LLCMorgan Stanley03-11-2016
Travis Ryan JacquesPrivate Advisor Group, LLCMorgan Stanley03-11-2016
Scott Lawrence RabinowitzQuarterwave Asset Management, LLCMorgan Stanley05-30-2012
Lisa Marie AnsleyRaymond James & Associates, Inc.Morgan Stanley04-22-2016
John Stanton VerbleRaymond James & Associates, Inc.Morgan Stanley$15007-29-2013
Kenneth SupmanRaymond James & Associates, Inc.Morgan Stanley03-21-2013
Malcolm H. Liles, William N. Liles, Sherri A. MinunnoRobert W. Baird & Co.Morgan Stanley$58505-10-2013
William N. LilesRobert W. Baird & Co. IncorporatedMorgan Stanley05-10-2013
John Churchill ArataSecurities Service Network, LLCMorgan Stanley$2505-17-2010
Matthew James OelkingSilver Oak Securities, IncorporatedMorgan Stanley10-14-2011
Seth Anthony StewartStephensMorgan Stanley03-16-2012
Paul David ZuckermanStephensMorgan Stanley$15010-28-2011
Larry Moore ParkerStephensMorgan Stanley$10007-16-2010
Next Page »

Showing 1 to 25 of 43 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.