Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward StooksburyAmeriprise Financial Services, LLCMorgan Stanley$1011-16-2012
Earl David KearAnderson & Strudwick, IncorporatedMorgan Stanley$1007-10-2009
Thomas Raymond ManganelliAXA Advisors, LLCMorgan Stanley03-16-2015
Robert Howard KellerB. Riley Wealth ManagementMorgan Stanley$5007-27-2017
Stuart A. RayB. Riley Wealth ManagementMorgan Stanley$5007-11-2017
Tyler Rieves Berry IVB. Riley Wealth ManagementMorgan Stanley$5002-13-2015
Rachel Elizabeth PenaB. Riley Wealth ManagementMorgan Stanley02-13-2015
Michael Preston BrooksCypress Capital, LLCMorgan Stanley$15006-11-2014
William Avery CavinessFirst Allied Securities, Inc.Morgan Stanley$2507-17-2009
Zach Zechariah SmithFirst Citizens Financial Plus, Inc.Morgan Stanley07-07-2010
Norman Wayne JordanINVEST Financial CorporationMorgan Stanley08-26-2015
Norman Ashley Thomas IIIJ.P. Morgan Securities LLCMorgan Stanley$15011-02-2017
Kevin Dale KimeryKimery Wealth Management, LLCMorgan Stanley$29306-19-2017
Matthew Curtis HeffingtonKimery Wealth Management, LLCMorgan Stanley06-19-2017
James Brian LongestLongest & Young, LLCMorgan Stanley12-07-2012
Patrick John YoungLongest & Young, LLCMorgan Stanley12-05-2012
Winston Barrett MinterLPL Financial LLCMorgan Stanley$10012-14-2018
Robert Rene PetersLPL Financial LLCMorgan Stanley07-07-2017
Regina Carlene HutchesonLPL Financial LLCMorgan Stanley03-07-2017
Michael Hardy LinkLPL Financial LLCMorgan Stanley12-22-2014
Stephen J PoteetLPL Financial LLCMorgan Stanley05-05-2014
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2020
Jaime Marie HopkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
Stephen Kenneth ReevesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2012
Cindy TrammellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.