Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Mark KankoUBS Financial Services Inc.Morgan Stanley04-10-2017
Andrea L AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-12-2014
Andrew Merrell ParkerRobert W. Baird & Co. IncorporatedMorgan Stanley$5009-04-2020
Annie Marie BienvenuWells Fargo Clearing Services, LLCMorgan Stanley12-14-2017
Arthur BuringStephensMorgan Stanley$1,00001-23-2012
Brett Lee LutherCypress Capital, LLCMorgan Stanley$14305-27-2020
Charles Mathison Tyndal IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2020
Christopher A WiltseStephensMorgan Stanley$1,00007-29-2011
Clay Wilson ButtreyRobert W. Baird & Co. IncorporatedMorgan Stanley$5009-04-2020
Danny Fyke Fisher JrRoyal Alliance Associates, Inc.Morgan Stanley10-23-2019
Daryl Rene QuarlesWells Fargo Clearing Services, LLCMorgan Stanley$5003-12-2010
David Jerry LeighWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-28-2010
Edgar Wadsworth StuartStephensMorgan Stanley$15004-29-2011
Edward Brett LewisEudaimonia Partners, LLCMorgan Stanley09-16-2020
Edward Peterson HostetlerUBS Financial Services Inc.Morgan Stanley$1,00009-22-2017
Gene Ray RiceWealth Preservation Advisors, LLCMorgan Stanley03-28-2014
Hal Frederick LewisStephensMorgan Stanley$15002-18-2011
Henry Harrison GrovesStephensMorgan Stanley$1,00008-22-2011
Holly Leanne AdamsUBS Financial Services Inc.Morgan Stanley03-08-2018
Jaime M BrandonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-07-2015
James Arthur NicholsUBS Financial Services Inc.Morgan Stanley11-17-2015
James Brian LongestLongest & Young, LLCMorgan Stanley12-07-2012
James Lee KinserWells Fargo Clearing Services, LLCMorgan Stanley$1,00006-11-2010
James Madison Wells IiiWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-14-2010
John E Kimbrough IvStephensMorgan Stanley$1,00001-23-2012
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.