Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paula Maria FeinbergRaymond James & Associates, Inc.Morgan Stanley$10010-24-2013
Lurenzo Eugene MacklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-11-2013
Michael Julian RhodesUBS Financial Services Inc.Morgan Stanley$10008-09-2013
Linda Diane Bryan-DobbsWells Fargo Clearing Services, LLCMorgan Stanley$10008-05-2013
Brian Addison StahlerWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2013
Michael Allen Schmidt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-19-2013
Fredrick Jonathan LehmanUBS Financial Services Inc.Morgan Stanley$10004-19-2013
Phil T Harris Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10003-21-2013
Matthew Allen AppleRaymond James Financial Services, Inc.Morgan Stanley$10002-22-2013
Marlene M. FowlerRaymond James & Associates, Inc.Morgan Stanley$10001-18-2013
Joseph B. Dirago Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10012-05-2012
Penny Rene DiragoWells Fargo Clearing Services, LLCMorgan Stanley$10012-05-2012
Peggy Weisenfelder EtheridgeWells Fargo Clearing Services, LLCMorgan Stanley$10008-31-2012
Peter Vincent Ianace, Andrew McGrath, Jeff Brian Dinkins, Jason Ryan Jaynes, Rohit Mehrotra, Fielding Ruddell Graham, Christopher Bruce CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-21-2011
Alan Jay OrkinWells Fargo Clearing Services, LLCMorgan Stanley$10009-30-2011
Gaylord Chase Jr.Sunbelt Securities, Inc.Morgan Stanley$10008-26-2011
Andrew Clifford WilliamsonUBS Financial Services Inc.Morgan Stanley$10006-22-2011
Steve Mcelroy HerrmannUBS Financial Services Inc.Morgan Stanley$10012-03-2010
David Andrew AltemusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-08-2010
Roger Lee MetzRobert W. Baird & Co. IncorporatedMorgan Stanley$10008-10-2010
Christopher Storey BybeeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10004-29-2010
Elizabeth Brainerd SparksWells Fargo Clearing Services, LLCMorgan Stanley$10003-26-2010
Matthew Byron DannWells Fargo Clearing Services, LLCMorgan Stanley$10003-26-2010
Marvin GriffinUBS Financial Services Inc.Morgan Stanley$10207-09-2010
David CooperWells Fargo AdvisorsMorgan Stanley$10701-11-2011
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Showing 251 to 275 of 316 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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