Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Shane KundingerU.S. Bancorp Investments, Inc.Morgan Stanley12-05-2018
Jeff Robert WhyteWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Todd Brent ClarkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-29-2018
Kenneth Reid CuthbertMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Robert Sallis CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-13-2018
Sharon Stout MelvilleEK Riley Investments, LLCMorgan Stanley11-02-2017
Michael Jonathan WalshWells Fargo Clearing Services, LLCMorgan Stanley03-24-2017
Kenneth Lee WebsterUBS Financial Services Inc.Morgan Stanley10-22-2015
Mark Franklin LeoneCambridge Investment Research, Inc.Morgan Stanley05-01-2014
Quin J GardnerAmeriprise Financial Services, Inc.Morgan Stanley02-27-2014
Derek Robert HolbeckWells Fargo Clearing Services, LLCMorgan Stanley07-24-2012
Craig Palmer AdamsStratos Wealth Partners, LtdMorgan Stanley06-08-2012
Stephen Harold BeierleinStratos Wealth Partners, LtdMorgan Stanley06-08-2012
Elizabeth Ann NielsonUBS Financial Services Inc.Morgan Stanley01-13-2012
Thomas J. Pappas, Cydnie Ann Callaway, Matthew Donald PappasWells Fargo Clearing Services, LLCMorgan Stanley10-21-2010
Nathan Dean MoserRaymond James Financial Services, Inc.Morgan Stanley06-11-2010
Christopher Robert ReynoldsWells Fargo Clearing Services, LLCMorgan Stanley11-12-2009
Billy Cade PetersonRaymond James Financial Services, Inc.Morgan Stanley10-01-2009
Douglas Marvin ReesRaymond James Financial Services, Inc.Morgan Stanley09-25-2009
Brandon Gregory PearsonUBS Financial Services Inc.Morgan Stanley$1003-15-2012
Annmarie BecciUBS Financial Services Inc.Morgan Stanley$1001-13-2012
Bart L HinerAmeriprise Financial Services, Inc.Morgan Stanley$1909-06-2017
Scott WeiermanUBS Financial Services Inc.Morgan Stanley$2510-16-2014
Jesse Paul VanceWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2013
Tyler David LamprechtWells Fargo Advisors Financial Network, LLCMorgan Stanley$2508-29-2012
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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