Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2020
Timothy Olah MoorePNC InvestmentsMorgan Stanley11-04-2019
Elizabeth Clark JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2019
Donna Lynn WigginsWells Fargo Clearing Services, LLCMorgan Stanley10-24-2019
William Garth EdwardsWells Fargo Clearing Services, LLCMorgan Stanley$5010-24-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Ashton Alexander LoveDavenport & Company LLCMorgan Stanley09-30-2019
James Anthony RichardsUBS Financial Services Inc.Morgan Stanley09-05-2019
Scott Charles SalernoWoodbury Financial Services, Inc.Morgan Stanley06-21-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Andrea Peck RossRBC Capital Markets, LLCMorgan Stanley05-15-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Mary Annette SterbutzelWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Young Kun LimWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-15-2019
Justin W EllisonSpire Securities, LLCMorgan Stanley$2501-23-2019
Tai Elli Al TaeEdward JonesMorgan Stanley10-12-2018
Melissa Ramona TownesAmeriprise Financial Services, LLCMorgan Stanley08-29-2018
Thomas John Marrelli IIRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Ryan TorgusonRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Robert Frederick FrakesWells Fargo Clearing Services, LLCMorgan Stanley$10006-19-2018
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.