Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Scott Charles SalernoWoodbury Financial Services, Inc.Morgan Stanley$1,00006-21-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-15-2019
Thomas John Marrelli IIRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Ryan TorgusonRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Robert Frederick FrakesWells Fargo Clearing Services, LLCMorgan Stanley$10006-19-2018
Matthew Robert FrakesWells Fargo Clearing Services, LLCMorgan Stanley$2506-19-2018
David M SimpsonWells Fargo Clearing Services, LLCMorgan Stanley$5004-20-2018
Shaun T. HalberdaNorthwestern Mutual Investment Services, LLCMorgan Stanley$2502-27-2018
Nicole Ann VicencioLPL Financial LLCMorgan Stanley12-21-2017
David B. MarguliesLara, May & Associates, LLCMorgan Stanley11-02-2017
Michael John KurkaMoors & Cabot, Inc.Morgan Stanley$25410-20-2017
Yu ZhangLincoln Financial Advisors CorporationMorgan Stanley10-13-2017
Ray Franklin KauffmanWells Fargo Clearing Services, LLCMorgan Stanley09-28-2017
Christian Enrique MijaresSBK Financial, Inc.Morgan Stanley09-27-2017
Christina Elizabeth ToddCary Street PartnersMorgan Stanley$1,00008-12-2017
Germaine Louise BroussardArete Wealth Management, LLCMorgan Stanley03-09-2017
Robert Allyn FratkinArete Wealth Management, LLCMorgan Stanley03-06-2017
Philip Rowland Church DudleyDudley Capital Management LLCMorgan Stanley01-12-2017
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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