Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melissa Ramona TownesAmeriprise Financial Services, LLCMorgan Stanley08-29-2018
Thomas Vincent CarusoAmeriprise Financial Services, LLCMorgan Stanley01-16-2015
Walter Lewis Satterwhite Jr.Ameriprise Financial Services, LLCMorgan Stanley$1011-26-2014
William Thomas PattonAmeriprise Financial Services, LLCMorgan Stanley$10004-26-2013
Vicki Eileen SoyarsAmeriprise Financial Services, LLCMorgan Stanley$5004-26-2013
Carl Albert DehneAmeriprise Financial Services, LLCMorgan Stanley02-22-2012
Michael Barry CarterAmeriprise Financial Services, LLCMorgan Stanley$5004-29-2011
Charles Patrick Maloney IIIAmeriprise Financial Services, LLCMorgan Stanley$5004-16-2010
Carole H. MaloneyAmeriprise Financial Services, LLCMorgan Stanley04-16-2010
H. A McGillAmeriprise Financial Services, LLCMorgan Stanley$1009-11-2009
Michael Scott ChuAmeriprise Financial Services, LLCMorgan Stanley$1008-07-2009
Germaine Louise BroussardArete Wealth Advisors, LLCMorgan Stanley03-07-2017
Robert Allyn FratkinArete Wealth Management, LLCMorgan Stanley03-06-2017
Geoffrey BrownB. C. Ziegler and CompanyMorgan Stanley02-20-2014
Thomas R KirbyB. C. Ziegler and CompanyMorgan Stanley08-31-2012
Edward Ladd CurrensBB&T Securities, LLCMorgan Stanley03-06-2018
Melissa Ann LongBB&T Securities, LLCMorgan Stanley10-04-2017
Helen Elizabeth FokianosBB&T Securities, LLCMorgan Stanley07-31-2017
Simon Michel JosephBB&T Securities, LLCMorgan Stanley08-24-2016
Joseph Whiteman Bartholomew IIIBB&T Securities, LLCMorgan Stanley02-14-2014
John Bellinger LewisBB&T Securities, LLCMorgan Stanley$15002-13-2014
Michael Patrick DuffyBogart Wealth, LLCMorgan Stanley08-22-2016
James Edward BogartBogart Wealth, LLCMorgan Stanley$10006-20-2016
Haider SharifiCambridge Investment Research, Inc.Morgan Stanley11-08-2013
Philip Ben SadtlerCantella & Co., Inc.Morgan Stanley12-12-2014
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.