Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kerry J. ChamberlinJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
Jacqueline Maria JacobsenIndependent Financial Group, LLCMorgan Stanley$10011-27-2018
Cherie Lynn WrightRBC Capital Markets, LLCMorgan Stanley11-12-2018
Kevin Whittlesy O'KeefeAmeriprise Financial Services, Inc.Morgan Stanley$5007-27-2018
Michael William NapierOppenheimer & Co. Inc.Morgan Stanley$10007-16-2018
John Allen LeeWells Fargo Clearing Services, LLCMorgan Stanley03-16-2018
Amy Elizabeth FinkLPL Financial LLCMorgan Stanley$5001-11-2018
Daniel Alvin AbbottEdward JonesMorgan Stanley$5011-24-2017
Sherri Harrell RyanOppenheimer & Co. Inc.Morgan Stanley$10011-22-2017
Cheree Deann WrightOppenheimer & Co. Inc.Morgan Stanley$2509-26-2017
Dean Williams PickettOppenheimer & Co. Inc.Morgan Stanley09-22-2017
Curtis James YoungRaymond James & Associates, Inc.Morgan Stanley$5009-01-2017
Leon Gipson Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$2507-06-2017
Kathleen Hobart, Denise Leong, Kristin CarrRaymond JamesMorgan Stanley$16506-22-2017
LeeAnn HugginsRaymond James & Associates, Inc.Morgan Stanley06-08-2017
Sam MaxwellExecutive Wealth GroupMorgan Stanley$27505-03-2017
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Christine Ann PhilippsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2017
Samuel Chapman Maxwell IIIExecutive Wealth Group, LLCMorgan Stanley04-10-2017
Trong Dinh PhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-17-2017
Kevin ClouseRBC Wealth ManagementMorgan Stanley$11001-30-2017
Kevin Michael ClouseRBC Capital Markets, LLCMorgan Stanley$10001-30-2017
Joseph Clayton OstromPacific Portfolio Consulting, LLCMorgan Stanley12-07-2016
Bruce Edward VinionFSICMorgan Stanley$5011-11-2016
Roderick Paul MuzzyWells Fargo Clearing Services, LLCMorgan Stanley11-03-2016
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Showing 1 to 25 of 119 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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