Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Michael KuehtCedar Creek Securities, Inc.Morgan Stanley$25007-09-2012
Richard Allan ThompsonSII Investments, Inc.Morgan Stanley07-12-2012
Paul Roland MatzkeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25008-17-2012
Eric John LanningWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25003-15-2013
William Francis Gould Jr.Commonwealth Financial NetworkMorgan Stanley$15004-19-2013
Christopher Michael LamalCommonwealth Financial NetworkMorgan Stanley$25004-19-2013
Craig E PetermanNakoma Capital Management, LLCMorgan Stanley04-22-2013
Todd G PiontekSII Investments, Inc.Morgan Stanley$29705-17-2013
Jason Robert PokornyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$25005-24-2013
Samuel P KruschelMML Investors Services, LLCMorgan Stanley$16206-19-2013
Bruce Gerard LanserUBS Financial Services Inc.Morgan Stanley$15008-06-2013
Bernadette Therese LanserUBS Financial Services Inc.Morgan Stanley$50008-06-2013
Ellen Marie DuhamelLPL Financial LLCMorgan Stanley$10008-30-2013
Thomas Jerome DornoffGranite Financial GroupMorgan Stanley08-30-2013
Michael Edward McColeAmeriprise Financial Services, Inc.Morgan Stanley$27310-04-2013
Ole Jacob WiersholmThrivent Investment Management Inc.Morgan Stanley10-04-2013
Leonard James StadtmuellerLPL Financial LLCMorgan Stanley10-07-2013
Angela Anne KjorlienNorthwestern Mutual Investment Services, LLCMorgan Stanley$25012-20-2013
Larry Arthur ProchnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-17-2014
Joseph Coleman WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-17-2014
Jeremy Thomas WellerCambridge Investment Research, Inc.Morgan Stanley$15002-14-2014
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Richard Stanton FarmerThun Financial AdvisorsMorgan Stanley11-03-2014
Lisa Marie GorodenskiPNC InvestmentsMorgan Stanley11-13-2014
Robert David HergetWaddell & ReedMorgan Stanley04-30-2015
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Showing 26 to 50 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.