Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley03-06-2019
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley02-22-2019
Joseph Michael StillRaymond James Financial Services, Inc.Morgan Stanley03-27-2018
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Zachary Mano GilsonU.S. Bancorp Investments, Inc.Morgan Stanley06-01-2017
Charles C. NemeckayRobert W. Baird & Co. IncorporatedMorgan Stanley03-24-2017
Steven David FerrisWells Fargo Clearing Services, LLCMorgan Stanley11-13-2015
James Brent LemonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2015
Richard Stanton FarmerThun Financial AdvisorsMorgan Stanley11-03-2014
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Larry Arthur ProchnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Angela Anne KjorlienNorthwestern Mutual Investment Services, LLCMorgan Stanley12-20-2013
Michael Edward McColeAmeriprise Financial Services, Inc.Morgan Stanley10-04-2013
Thomas Jerome DornoffGranite Financial GroupMorgan Stanley08-30-2013
Bernadette Therese LanserUBS Financial Services Inc.Morgan Stanley08-06-2013
Mark Laverne WoodWaddell & ReedMorgan Stanley06-21-2012
Steven Andrew MuellerCUNA Brokerage Services, Inc.Morgan Stanley02-24-2012
Mark Edward CapomaccioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-18-2011
Patrick Daniel CollarCollar Capital Management, LLCMorgan Stanley12-11-2009
Allan Joseph HaupertLPL Financial LLCMorgan Stanley11-18-2009
Brian D. Konz, William Thomas OswaldCommonwealth Financial NetworkMorgan Stanley09-25-2009
Jason Robert PokornyWells Fargo Clearing Services, LLCMorgan Stanley$2505-24-2013
Eric John LanningWells Fargo Clearing Services, LLCMorgan Stanley$2503-15-2013
Paul Roland MatzkeWells Fargo Clearing Services, LLCMorgan Stanley$2508-17-2012
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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