Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis MoranSunTrust Investment Services, Inc.Morgan Stanley06-18-2018
Robert Frederick FrakesWells Fargo Clearing Services, LLCMorgan Stanley$10006-19-2018
Steven Joseph GilbertMutual Trust Co. of America SecuritiesMorgan Stanley$10006-19-2018
Matthew Robert FrakesWells Fargo Clearing Services, LLCMorgan Stanley$2506-19-2018
David R. ReiserJPMorgan Chase & Co.Morgan Stanley$50006-20-2018
Patrick M MurphyJ.P. Morgan Securities LLCMorgan Stanley$2506-20-2018
Roy Arcadio ManriquezPerigon Wealth Management, LLCMorgan Stanley06-20-2018
Samuel Thomas CarlsonBancWest Investment Services, Inc.Morgan Stanley06-20-2018
Stephen Earl GansmanAmeriprise Financial Services, Inc.Morgan Stanley$5006-22-2018
Kent D. KeithAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Seth Philip GansmanAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Christopher Robert BuckleyAmeriprise Financial Services, Inc.Morgan Stanley06-22-2018
Janet StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$17506-25-2018
Matthew A. CrandallNext Level Wealth Management, LLCMorgan Stanley06-25-2018
Luke Tolson, Brian FoxProspera Financial ServicesMorgan Stanley$6506-29-2018
Michael Andrew TretheweyWells Fargo Clearing Services, LLCMorgan Stanley$10006-29-2018
John Paul WackowskiWells Fargo Clearing Services, LLCMorgan Stanley$5006-29-2018
Brian Nathan FoxProspera Financial Services, Inc.Morgan Stanley$5006-29-2018
Anthony E. GottschalkWells Fargo Clearing Services, LLCMorgan Stanley06-29-2018
George Watson Birdrow IIILPL Financial LLCMorgan Stanley07-03-2018
Joseph S SorannoAmeriprise Financial Services, Inc.Morgan Stanley$10007-06-2018
Pamela Jean HinchyRaymond James & Associates, Inc.Morgan Stanley$5007-06-2018
Marcy Pamela RoseAmeriprise Financial Services, Inc.Morgan Stanley07-06-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Marcy Rose, Joseph SorannoAmeriprise Financial Services, Inc.Morgan Stanley$18507-07-2018
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Showing 1 to 25 of 384 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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