Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shawn M. TeufelMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-30-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Bradley Robert MillerUSCA Securities LLCMorgan Stanley$15001-28-2019
Nicole Marie RenauxPioneer Wealth Management Group, IncMorgan Stanley01-28-2019
Ray James KrusicCommonwealth Financial NetworkMorgan Stanley$15001-25-2019
Bradley E. PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Rachel Ann HertlWells Fargo Clearing Services, LLCMorgan Stanley01-25-2019
Jeffrey Jay BryanRobert W. Baird & Co. IncorporatedMorgan Stanley$15001-24-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$23001-23-2019
Marco OreamunoBolton Global CapitalMorgan Stanley$5001-23-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$11301-18-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Joris Von HittWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Mark Francis WaltonWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Peter Robert MeroWells Fargo Clearing Services, LLCMorgan Stanley$5701-18-2019
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$5001-18-2019
Joseph Nino FilosaPurshe Kaplan Sterling InvestmentsMorgan Stanley$5001-18-2019
Jeffrey Turner JonesWells Fargo Clearing Services, LLCMorgan Stanley$2501-18-2019
Gregory T. FrechCypress Wealth Services, LLCMorgan Stanley01-18-2019
Robert Alan KinslowWells Fargo Clearing Services, LLCMorgan Stanley01-18-2019
Todd Brian NewellWells Fargo Clearing Services, LLCMorgan Stanley01-18-2019
Rick L GabelmanRBC Capital Markets, LLCMorgan Stanley01-17-2019
Fredrika Nadja SidoroffPruco Securities, LLC.Morgan Stanley01-16-2019
Victor Louis LarosaRobert W. Baird & Co. IncorporatedMorgan Stanley$10001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
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Showing 176 to 200 of 384 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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