Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward D. CampbellAmeriprise Financial Services, Inc.Morgan Stanley$10006-07-2019
Greg RosenAmeriprise Financial Services, Inc.Morgan Stanley$5005-10-2019
James Phillip Lombardo Jr.Ameriprise Financial Services, Inc.Morgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Paul Charles DemarkAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Karen F AroetyAmeriprise Financial Services, Inc.Morgan Stanley$15003-08-2019
Mary Gail SycamoreAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, Inc.Morgan Stanley01-30-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Dusty Lynn SternadelAmeriprise Financial Services, Inc.Morgan Stanley12-14-2018
Timothy Allen HeuiserAmeriprise Financial Services, Inc.Morgan Stanley$15012-07-2018
Edward Albert CarterAmeriprise Financial Services, Inc.Morgan Stanley$5711-23-2018
Rick MundraneAmeriprise Financial Services, Inc.Morgan Stanley$10611-09-2018
Richard Lee MundraneAmeriprise Financial Services, Inc.Morgan Stanley$5411-09-2018
Calvin R. KongAmeriprise Financial Services, Inc.Morgan Stanley$14110-26-2018
Kwan-Rok KongAmeriprise Financial Services, Inc.Morgan Stanley$10010-26-2018
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$5410-05-2018
Jeffrey Scott ShealyAmeriprise Financial Services, Inc.Morgan Stanley09-21-2018
Robert Alan GoshenAmeriprise Financial Services, Inc.Morgan Stanley$2509-07-2018
Jason Andrew AjmoAmeriprise Financial Services, Inc.Morgan Stanley$19108-03-2018
Robert Joseph Massaroni Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15008-02-2018
Kevin Whittlesy O'KeefeAmeriprise Financial Services, Inc.Morgan Stanley$5007-27-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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