Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward D CampbellAmeriprise Financial Services, LLCMorgan Stanley$10006-07-2019
Leslie Anne InmanAmeriprise Financial Services, LLCMorgan Stanley05-20-2019
Paige Hatton Peter SullivanAmeriprise Financial Services, LLCMorgan Stanley$33805-10-2019
Lon Paige HattonAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Peter Joseph SullivanAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Greg M RosenAmeriprise Financial Services, LLCMorgan Stanley$5005-10-2019
James Phillip Lombardo JrAmeriprise Financial Services, LLCMorgan Stanley$10005-03-2019
Joseph Edward VicariAmeriprise Financial Services, LLCMorgan Stanley$5005-03-2019
Barry Mitchell DershawAmeriprise Financial Services, LLCMorgan Stanley$5005-03-2019
Marc Strasser Jared StrasserAmeriprise Financial Services, LLCMorgan Stanley$18904-18-2019
Paul Daniel StrongAmeriprise Financial Services, LLCMorgan Stanley$14904-18-2019
Marc Frederick StrasserAmeriprise Financial Services, LLCMorgan Stanley$15004-18-2019
Paul Daniel StrongAmeriprise Financial Services, LLCMorgan Stanley$5004-18-2019
Jared Eli StrasserAmeriprise Financial Services, LLCMorgan Stanley04-18-2019
Mary Elizabeth BaumerAmeriprise Financial Services, LLCMorgan Stanley04-12-2019
Stephen John BenakAmeriprise Financial Services, LLCMorgan Stanley04-09-2019
Adrienne M OsorioAmeriprise Financial Services, LLCMorgan Stanley04-08-2019
Sandy JukelAmeriprise Financial Services, LLCMorgan Stanley$18103-29-2019
Sandy JukelAmeriprise Financial Services, LLCMorgan Stanley$15003-29-2019
Paul Charles DemarkAmeriprise Financial Services, LLCMorgan Stanley$15003-29-2019
Marc Anthony ThompsonAmeriprise Financial Services, LLCMorgan Stanley$5003-15-2019
Karen F AroetyAmeriprise Financial Services, LLCMorgan Stanley$15003-08-2019
Thomas Edward RudakasAmeriprise Financial Services, LLCMorgan Stanley02-22-2019
Nora CastroAmeriprise Financial Services, LLCMorgan Stanley$22702-15-2019
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.