Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Len CliftRBC Capital Markets, LLCMorgan Stanley$25006-14-2019
Matthew Douglas SheldahlRBC Capital Markets, LLCMorgan Stanley06-14-2019
Kyle Frederick CliftRBC Capital Markets, LLCMorgan Stanley06-14-2019
Matthew Manning IiRBC Capital Markets, LLCMorgan Stanley$5005-29-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Randall Dean HartleyRBC Capital Markets, LLCMorgan Stanley$1,00005-16-2019
Andrea Peck RossRBC Capital Markets, LLCMorgan Stanley05-15-2019
Michael Francis ByrneRBC Capital Markets, LLCMorgan Stanley04-17-2019
Paul G GiglioRBC Capital Markets, LLCMorgan Stanley$5003-22-2019
Samuel Matthew Difiore JrRBC Capital Markets, LLCMorgan Stanley$10003-22-2019
Marc Timothy Pasquariello-WilliamsRBC Capital Markets, LLCMorgan Stanley03-06-2019
Jeffrey Alan MarinerRBC Capital Markets, LLCMorgan Stanley02-21-2019
Blake Peter EpsteinRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Christopher R VandusenRBC Capital Markets, LLCMorgan Stanley$10002-15-2019
Christopher Gerard SteinhauerRBC Capital Markets, LLCMorgan Stanley$5002-15-2019
Matthew HavertyRBC Capital Markets, LLCMorgan Stanley$5002-08-2019
Julie Kay SullivanRBC Capital Markets, LLCMorgan Stanley$1,00001-31-2019
Jason Todd LichtensteinRBC Capital Markets, LLCMorgan Stanley$5001-18-2019
Margaret PhilbinRBC Capital Markets, LLCMorgan Stanley01-18-2019
Rick L GabelmanRBC Capital Markets, LLCMorgan Stanley01-17-2019
Cherie Lynn WrightRBC Capital Markets, LLCMorgan Stanley11-12-2018
Brandon Todd YorkRBC Capital Markets, LLCMorgan Stanley$10011-07-2018
Christopher Michael SpenceRBC Capital Markets, LLCMorgan Stanley$5011-07-2018
Richard Charles KnowltonRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
Rosanne Fabian KellyRBC Capital Markets, LLCMorgan Stanley$5009-28-2018
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.