Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Shawn Steven OliverUBS Financial Services Inc.Morgan Stanley$5005-10-2019
James Allen MillerUBS Financial Services Inc.Morgan Stanley04-18-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
John William HansonUBS Financial Services Inc.Morgan Stanley04-02-2019
Karen Louise BalikesUBS Financial Services Inc.Morgan Stanley02-27-2019
Robert M Ryan Craig A LewisUBS Financial Services Inc.Morgan Stanley$35002-15-2019
Robert Michael RyanUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Craig Allen LewisUBS Financial Services Inc.Morgan Stanley$5002-15-2019
Seth D AlbeckUBS Financial Services Inc.Morgan Stanley02-15-2019
Todd Spencer IacovelliUBS Financial Services Inc.Morgan Stanley$1,00002-15-2019
Frank Richard SullivanUBS Financial Services Inc.Morgan Stanley02-15-2019
Logan Meisel PessesUBS Financial Services Inc.Morgan Stanley02-01-2019
Sara Elizabeth MoyerUBS Financial Services Inc.Morgan Stanley01-23-2019
John Patrick MalarneyUBS Financial Services Inc.Morgan Stanley01-17-2019
Danny SetoUBS Financial Services Inc.Morgan Stanley10-16-2018
Sarah PetroneUBS Financial Services Inc.Morgan Stanley10-12-2018
Jaime Fernando De BettioUBS Financial Services Inc.Morgan Stanley09-19-2018
Michael Scott McCulloughUBS Financial Services Inc.Morgan Stanley09-17-2018
Kyle Aaron AshmoreUBS Financial Services Inc.Morgan Stanley09-05-2018
Edward FernandezUBS Financial Services Inc.Morgan Stanley07-11-2018

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.