Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Kevin FosterWells Fargo Clearing Services, LLCMorgan Stanley$5006-07-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Benjamin Frank JoelRBC Capital Markets, LLCMorgan Stanley$5005-24-2019
Shannon Dimetra JamesBerman Capital Advisors, LLCMorgan Stanley05-17-2019
Randall Dean HartleyRBC Capital Markets, LLCMorgan Stanley$1,00005-16-2019
John Sheldon KirklandFidelity Brokerage Services LLCMorgan Stanley$5005-14-2019
Joseph Ashby FaxioPruco Securities, LLC.Morgan Stanley05-10-2019
Richard A CritelliFifth Third Securities, Inc.Morgan Stanley$1,00004-25-2019
Robert C David JrAdvisory Services NetworkMorgan Stanley04-08-2019
Ameet Anilkumar TijoriwalaSunTrust Investment Services, Inc.Morgan Stanley04-01-2019
Bradley E PhillipsOppenheimer & Co. Inc.Morgan Stanley01-25-2019
Rhonda B EdwardsRaymond James & Associates, Inc.Morgan Stanley01-02-2019
Deborah Anne CicatelliRaymond James & Associates, Inc.Morgan Stanley12-03-2018
Michael Wayne OutlawRockefeller Financial LLCMorgan Stanley$5011-27-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.