Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Greg RosenAmeriprise Financial Services, LLCMorgan Stanley$5005-10-2019
Lisa Karen HeerwagenPurshe Kaplan Sterling InvestmentsMorgan Stanley$10005-10-2019
James Wilk LloydPurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Thomas William LeidnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$2505-10-2019
Whitney C StrublePurshe Kaplan Sterling InvestmentsMorgan Stanley05-10-2019
Timothy Hance StarkeyLPL Financial LLCMorgan Stanley$5004-26-2019
Brian Michael CoughlanWells Fargo Clearing Services, LLCMorgan Stanley$5004-18-2019
Joseph John CataldoRaymond James Financial Services, Inc.Morgan Stanley$10004-11-2019
Giovanni DuranRaymond James Financial Services, Inc.Morgan Stanley$1,00004-11-2019
Lauren Marie LamartineRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
Nicholas PennaRaymond James Financial Services, Inc.Morgan Stanley04-11-2019
John William HansonUBS Financial Services Inc.Morgan Stanley04-02-2019
Nichole Renee TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2019
Steven A BellogFidelity Brokerage Services LLCMorgan Stanley03-19-2019
John Anthony BuscoLaidlaw & Company (UK) Ltd.Morgan Stanley$5003-19-2019
Lois Lingner-AielloLPL Financial LLCMorgan Stanley03-15-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$103-14-2019
Michael Lawrence DelisoAXA Advisors, LLCMorgan Stanley03-01-2019
Sara Jean ZuckermanFidelity Brokerage Services LLCMorgan Stanley02-08-2019
Caitlin Elizabeth BoshnackAmeriprise Financial Services, LLCMorgan Stanley01-30-2019
Lori Ann McGuinnessWells Fargo Advisors Financial Network, LLCMorgan Stanley01-30-2019
Joseph Fioravante DemarcoAmeriprise Financial Services, LLCMorgan Stanley$10001-18-2019
Jason Michael SprungWells Fargo Advisors Financial Network, LLCMorgan Stanley$5001-11-2019
Mark Sean RodrickWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Fred JaramilloWells Fargo Advisors Financial Network, LLCMorgan Stanley$10001-11-2019
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.