Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tressia Mae PankewiczLPL Financial LLCMorgan Stanley$25006-17-2019
Kristin Shaun WilkersonLPL Financial LLCMorgan Stanley$50006-14-2019
Kelly Ray MooreLPL Financial LLCMorgan Stanley$10005-23-2019
Michael James StruckmanLPL Financial LLCMorgan Stanley$10005-07-2019
Timothy Hance StarkeyLPL Financial LLCMorgan Stanley$50004-26-2019
Catherine Stephanie AllredLPL Financial LLCMorgan Stanley$50004-09-2019
Seth Andrew RiversLPL Financial LLCMorgan Stanley03-28-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$50003-18-2019
Lois Lingner-AielloLPL Financial LLCMorgan Stanley03-15-2019
Matthew BeninatiLPL Financial LLCMorgan Stanley$50003-14-2019
James Key EdwardsLPL Financial LLCMorgan Stanley$50003-05-2019
Jonathan Wesley EdwardsLPL Financial LLCMorgan Stanley03-05-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Peter Matthew BabillaLPL Financial LLCMorgan Stanley$10001-18-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley$10001-04-2019
Winston Barrett MinterLPL Financial LLCMorgan Stanley$10012-14-2018
Anne Carr BetheaLPL Financial LLCMorgan Stanley12-12-2018
Lynn Dee AnnanLPL Financial LLCMorgan Stanley$10011-09-2018
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$50010-23-2018
Woodrow Wilson Mcgill IIILPL Financial LLCMorgan Stanley10-19-2018
Roy Clifton Jerrolds Jr.LPL Financial LLCMorgan Stanley$50009-13-2018
Nicole Marie DevolderLPL Financial LLCMorgan Stanley09-12-2018
Bradford Thomas RamseyLPL Financial LLCMorgan Stanley$15008-28-2018
George Watson Birdrow IIILPL Financial LLCMorgan Stanley$10007-03-2018

Showing 1 to 24 of 24 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.