Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Allen BeemanWells Fargo Clearing Services, LLCMorgan Stanley$29208-23-2018
Drew Richard DuseboutWells Fargo Clearing Services, LLCMorgan Stanley$25603-22-2019
Chris J. HeldLPL Financial LLCMorgan Stanley$10002-27-2019
Joris Von HittWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Mark Francis WaltonWells Fargo Clearing Services, LLCMorgan Stanley$10001-18-2019
Brandon Todd YorkRBC Capital Markets, LLCMorgan Stanley$10011-07-2018
Kali Alyse GrantChalice Capital Partners, LLCMorgan Stanley$10011-02-2018
Walter Roland StevensonRaymond James & Associates, Inc.Morgan Stanley$10010-11-2018
Daniel Goodman RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
Michael Morris RothschildAmeriprise Financial Services, Inc.Morgan Stanley$10010-05-2018
James Aloysius DiepenbrockWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
Mark Joseph ChapmanWells Fargo Clearing Services, LLCMorgan Stanley$10008-29-2018
Joseph KlauzarRaymond JamesMorgan Stanley$6210-23-2018
Peter Robert MeroWells Fargo Clearing Services, LLCMorgan Stanley$5701-18-2019
Ronnyjane GoldsmithRaymond James Financial Services, Inc.Morgan Stanley$5005-24-2019
Brent A. JacobsWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2019
Mark Kenneth VigilKestra Investment Services, LLCMorgan Stanley$5005-02-2019
Gregory Francis LampSagePoint Financial, Inc.Morgan Stanley$5004-26-2019
Yoil Sulieman AwabdehWells Fargo Clearing Services, LLCMorgan Stanley$5004-12-2019
Ryan Manning AshtonWells Fargo Clearing Services, LLCMorgan Stanley$5003-29-2019
Ricci Joseph MancinelliWells Fargo Clearing Services, LLCMorgan Stanley$5003-22-2019
Steven Patrick MelenLPL Financial LLCMorgan Stanley$5003-18-2019
Christopher Michael SpenceRBC Capital Markets, LLCMorgan Stanley$5011-07-2018
Roy Clifton Jerrolds Jr.LPL Financial LLCMorgan Stanley$5009-13-2018
John Paul WackowskiWells Fargo Clearing Services, LLCMorgan Stanley$5006-29-2018
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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