Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
Ronald G. LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Todd Evan DaviesFidelity Brokerage Services LLCMorgan Stanley06-11-2019
Wilber Dalton GeigerWells Fargo Clearing Services, LLCMorgan Stanley$5006-10-2019
Eric J. JacksonAllen & Company of Florida, LLCMorgan Stanley06-06-2019
Jeffrey Reed SmithCetera Advisors LLCMorgan Stanley06-03-2019
Bruce Allen DavisWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Lloyd M DavisWells Fargo Clearing Services, LLCMorgan Stanley$2505-31-2019
Christopher Thomas Wheatley Jr.Fidelity Brokerage Services LLCMorgan Stanley05-28-2019
Ross Edwin Davis IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-22-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Leslie Anne InmanAmeriprise Financial Services, LLCMorgan Stanley05-20-2019
Ben D David DembinA.G.P / Alliance Global PartnersMorgan Stanley$5405-15-2019
Kory Michael LenzM Holdings Securities, Inc.Morgan Stanley05-14-2019
Lon Paige HattonAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Peter Joseph SullivanAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Barry Mitchell DershawAmeriprise Financial Services, LLCMorgan Stanley$5005-03-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Sandra Victoria OrtegaWells Fargo Clearing Services, LLCMorgan Stanley$2505-01-2019
Oscar David RubianoNational Securities CorporationMorgan Stanley04-30-2019
J Richard Ricky StewartWells Fargo Clearing Services, LLCMorgan Stanley$15004-26-2019
Theresa Marguerite OsterbergerWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Eric Joseph BriefWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
Kyle Richard StewartWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.