Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
Paige Hatton, Peter SullivanAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$33805-10-2019
Wilber Dalton GeigerWells Fargo Clearing Services, LLCMorgan Stanley$5006-10-2019
Eric J. JacksonAllen & Company of Florida, Inc.Morgan Stanley06-06-2019
Bruce Allen DavisWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Lloyd M DavisWells Fargo Clearing Services, LLCMorgan Stanley$2505-31-2019
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Ben D David DembinA.G.P. / Alliance Global PartnersMorgan Stanley$5405-15-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$5005-03-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
J Richard Ricky StewartWells Fargo Clearing Services, LLCMorgan Stanley$15004-26-2019
Marc Strasser, Jared StrasserAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$18904-18-2019
Paul Daniel StrongAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$14904-18-2019
Wayne A. Meland IIIBenjamin F. Edwards & Company, Inc.Morgan Stanley$10004-18-2019
Thomas Charles KahlBenjamin F. Edwards & Company, Inc.Morgan Stanley$5004-18-2019
William Richard Dagistino Jr.Raymond James & Associates, Inc.Morgan Stanley$2504-18-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley$5004-17-2019
Frederic Rosengarten Van Der GriftMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-12-2019
Sandy JukelAmeriprise Financial Services, Inc. Services, Inc.Morgan Stanley$18103-29-2019
Aida I VelazquezSunTrust Investment Services, Inc.Morgan Stanley03-29-2019
Michael C. GilbertWells Fargo Clearing Services, LLCMorgan Stanley03-29-2019
Ivan Salim PortalatinBCI Securities, Inc.Morgan Stanley03-18-2019
Gregory Stevens, Vince SpiresRaymond JamesMorgan Stanley$24002-07-2019
Shane Michael ObrienRaymond James & Associates, Inc.Morgan Stanley02-28-2019
Robert DeblasioWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2019
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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