Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben D David DembinA.G.P / Alliance Global PartnersMorgan Stanley$54005-15-2019
Eric J. JacksonAllen & Company of Florida, LLCMorgan Stanley06-06-2019
Leslie Anne InmanAmeriprise Financial Services, Inc.Morgan Stanley$10005-20-2019
Lon Paige HattonAmeriprise Financial Services, Inc.Morgan Stanley$10005-10-2019
Peter Joseph SullivanAmeriprise Financial Services, Inc.Morgan Stanley$10005-10-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, Inc.Morgan Stanley05-10-2019
Barry Mitchell DershawAmeriprise Financial Services, Inc.Morgan Stanley$50005-03-2019
Jared Eli StrasserAmeriprise Financial Services, Inc.Morgan Stanley$10004-18-2019
Marc Frederick StrasserAmeriprise Financial Services, Inc.Morgan Stanley$15004-18-2019
Paul Daniel StrongAmeriprise Financial Services, Inc.Morgan Stanley$50004-18-2019
Sandy JukelAmeriprise Financial Services, Inc.Morgan Stanley$15003-29-2019
Thomas Edward RudakasAmeriprise Financial Services, Inc.Morgan Stanley$10002-22-2019
Keith Matthew KordichAmeriprise Financial Services, Inc.Morgan Stanley$10001-11-2019
Edward Albert CarterAmeriprise Financial Services, Inc.Morgan Stanley$57011-23-2018
Angela Lucille ColoretAmeriprise Financial Services, Inc.Morgan Stanley10-10-2018
Robert Francis ColoretAmeriprise Financial Services, Inc.Morgan Stanley$54010-05-2018
Jason Andrew AjmoAmeriprise Financial Services, Inc.Morgan Stanley$19108-03-2018
Vincent Michael MageeAmeriprise Financial Services, Inc.Morgan Stanley$25007-27-2018
Travis Gerard OzgaAmeriprise Financial Services, Inc.Morgan Stanley07-05-2018
Christian J. SotomayorAragon Capital LLCMorgan Stanley10-16-2018
Alfredo A. Rosas Jr.BB&T Securities, LLCMorgan Stanley05-21-2019
Elizabeth A. GreenBB&T Securities, LLCMorgan Stanley$50001-09-2019
John T FulbrightBB&T Securities, LLCMorgan Stanley06-20-2018
Ivan Salim PortalatinBCI Securities, Inc.Morgan Stanley03-18-2019
Wayne A. Meland IIIBenjamin F. Edwards & Company, Inc.Morgan Stanley$10004-18-2019
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Showing 1 to 25 of 97 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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