Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ravi Prativ PatelPruco Securities, LLC.Morgan Stanley06-17-2019
Ronald G LeachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-14-2019
Todd Evan DaviesFidelity Brokerage Services LLCMorgan Stanley06-11-2019
Jeffrey Reed SmithCetera Advisors LLCMorgan Stanley06-03-2019
Ross Edwin Davis IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-22-2019
Alfredo A Rosas JrBB&T Securities, LLCMorgan Stanley05-21-2019
Leslie Anne InmanAmeriprise Financial Services, LLCMorgan Stanley05-20-2019
Kory Michael LenzM Holdings Securities, Inc.Morgan Stanley05-14-2019
Lon Paige HattonAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Cindy Stoll CapezzutiAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Peter Joseph SullivanAmeriprise Financial Services, LLCMorgan Stanley05-10-2019
Michael Paul SimonRaymond James Financial Services, Inc.Morgan Stanley05-06-2019
Sandra Victoria OrtegaWells Fargo Clearing Services, LLCMorgan Stanley05-01-2019
Brian David BradberrySunTrust Investment Services, Inc.Morgan Stanley05-01-2019
Oscar David RubianoNational Securities CorporationMorgan Stanley04-30-2019
J Richard StewartWells Fargo Clearing Services, LLCMorgan Stanley04-26-2019
Steven Richard SalovitchFidelity Brokerage Services LLCMorgan Stanley04-26-2019
Maria Leon-MillsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-22-2019
William Richard Dagistino JrRaymond James & Associates, Inc.Morgan Stanley04-18-2019
Jared Eli StrasserAmeriprise Financial Services, LLCMorgan Stanley04-18-2019
Travis Garrett WichmanRaymond James Financial Services, Inc.Morgan Stanley04-17-2019
Maribel F MapesBenjamin F. Edwards & Company, Inc.Morgan Stanley04-12-2019
Frederic Rosengarten Van Der GriftMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-12-2019
Adrienne M OsorioAmeriprise Financial Services, LLCMorgan Stanley04-08-2019
Catherine Murphy LeopoldPruco Securities, LLC.Morgan Stanley04-02-2019
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.